On Tradition
By Mark Bevir
Tradition
can be a highly evaluative concept. Conservatives often evoke the
idea of tradition to express reverence for continuity and the past.
Tradition can act as an anti-theoretical concept deployed to question
the role of doctrine and reason within social life.[i][1] Traditions allegedly validate
social practices by providing an immanent guide to how one should
behave. Any abstract doctrine or reason informing such a guide is
best - or perhaps of necessity - left unarticulated since such abstractions
are inherently destructive in their effects on social order. The
ability of traditions to confer legitimacy on social practices helps
to explain why cultural nationalists, states, and even radical movements
have tried to invigorate their political projects by inventing appropriate
traditions, symbols, and rituals.[ii][2]
Yet
whilst tradition can be an evaluative moral and political concept,
it also plays a vital role as an ontological and explanatory one.
Historians often explain features of works, actions, and practices
by locating them in the context of a particular tradition. Even when
scholars explicitly reject the concept of tradition, they typically
adopt a related concept to indicate the importance of social and historical
contexts for a proper understanding of particular works, actions,
and practices. It appears that a concept such as tradition, structure,
heritage, or paradigm is integral to our understanding of the human
condition. One argument for believing this to be so - the one I will
adopt - derives from meaning holism. What is more, this argument
encourages us to unpack the relationship of individuals to their social
and historical contexts in a way which suggests the concept of a tradition
is preferable to that of a structure or paradigm. Finally, because
the ontological and explanatory notions of tradition clearly overlap
with one another, we can use the ontological concept thus derived
from semantic holism to say something about, first, the idealization
procedures by which historians should construct traditions to explain
a particular object, and, second, the nature and limits of such explanations.
The Necessity of Tradition
Analyses
of the forms of explanation that historians should adopt with respect
to works, actions, and practices typically revolve around two sets
of concepts. The first set includes concepts such as tradition, structure,
and paradigm. These concepts embody attempts both to specify how
we should analyse the social context in which individuals reason and
act, and to indicate how much weight we should give to the social
context as a factor in their reasoning and acting. The second set
includes concepts such as anomaly, reason, and agency. These concepts
embody attempts to specify how we should analyse the processes by
which beliefs and practices change, and, more especially, the role
played by particular individuals in these processes. Within both
sets of concepts, there are, of course, numerous further debates over
how we should unpack the relevant concepts. Scholars debate, for
example, the respective weights we should ascribe to economic and
political factors within the social context, or the extent to which
the unconscious, desire, and reason effect the individual performance.
Nonetheless, these two sets of concepts are clearly vital ones for
a study of tradition since they concern the relationship of the individual
to his social inheritance.
There
are philosophers who appear to believe that the individual is wholly
autonomous, that is, able to transcend totally the influence of tradition.[iii][3] A faith in such autonomy often
draws support, explicitly or implicitly, from a strong empiricism.
Empiricists generally argue that people arrive at webs of belief as
a result of pure experiences. This can suggest that the historian
can explain why people held the beliefs they did by reference to their
experiences alone: the historian needs to consider only the circumstances
people find themselves in, not the ways in which they construct or
interpret their circumstances through the traditions they inherit.
Yet such a strong empiricism seems highly implausible nowadays, largely
because of the powerful arguments in favour of various types of meaning
holism. Here is not the place to follow the detour required for a
full defence of holism. Instead it must suffice to note that the
vast majority of philosophers now accept some form of holism, and,
moreover, that holism informs many of the major developments in modern
philosophy, including the rejection of pure observation by philosophers
of science such as Thomas Kuhn, the analysis of meaning and interpretation
by philosophers of knowledge such as W. V. O. Quine and Donald Davidson,
and, to a lesser extent, the analysis of intentions and beliefs by
philosophers of mind such as David Lewis.[iv][4]
Meaning
holism shows a faith in autonomy to be mistaken. Certainly people
come to believe the things they do only in the context of their own
life-histories: my beliefs are my beliefs precisely because I have
come to accept them as mine. What interests us, however, is why certain
beliefs should become part of a particular life-history: why do I
hold the particular beliefs I do? Because we can not have pure experiences,
we must necessarily construe our personal experiences in terms of
a prior bundle of theories. We can not arrive at beliefs through
experiences unless we already have a prior set of beliefs. Experiences
can generate beliefs only where there already is a set of beliefs
in terms of which to make sense of the experiences. Thus, strong
empiricism is wrong: we can not explain a belief by reference to the
pure experiences of the relevant individual. Our experiences can
lead us to beliefs only because we already have access to sets of
belief in the form of the traditions of our community. Individuals
necessarily arrive at their beliefs by way of their participation
in traditions.[v][5]
Our
social inheritance constitutes the necessary background to the beliefs
we adopt and the actions we perform. Some philosophers adopt a very
strong version of this conclusion. They argue that some sort of social
structure - a paradigm or episteme, for example - fixes, or at least
limits, not only the actions we can perform successfully but also
our very beliefs and desires.[vi][6] Strong structuralists typically
argue that meanings, beliefs, and the like are the products of the
internal relations of self-sufficient languages or paradigms. They
leave little, if any, room for human agency. Surely, however, such
a strong structuralism is in error.
Certainly
people adopt their beliefs against a background of traditions that
already exist as a common heritage: I come to formulate my beliefs
in a world where other people already have expressed their beliefs.
What interests us, however, is how the beliefs of particular individuals
relate to the traditions that they inherit: how do I develop my beliefs
in relation to the beliefs other people already hold? Here strong
structuralists suggest that traditions, structures, paradigms, and
the like determine, or at the very least set definite limits to, the
beliefs people might adopt so the actions they might attempt.[vii][7] Imagine that we could indeed
identify necessary limits imposed by social contexts on the beliefs
individuals can adopt. Because the social contexts would impose these
limits, they could not be natural limits transcending all contexts,
as is the natural limit to how fast I can run. What is more, because
we could identify these limits, we could describe them to individuals
within the relevant social context, so, assuming that they could understand
us, they could come to recognise these limits, and so understand the
sorts of beliefs they could not adopt. But because they could recognise
these limits, and because these limits could not be natural limits,
therefore, they could transcend these limits, so these limits could
not really be limits at all. Because they could understand the sorts
of beliefs these limits preclude, and because there could not be any
natural restriction preventing them from holding these beliefs, therefore
they could adopt these beliefs, so these beliefs could not be beliefs
they could not come to hold. For example, if we could recognise that
such and such a community of monarchists could not possibly form a
republic because of the social context, we could explain the nature
of a republic to them, so they could become republicans, and, if enough
of them in sufficiently powerful positions did become republicans,
they then could found a republic.
There
are two features of this argument against strong structuralism that
seem to need defending. The first is the apparent proviso that we
can describe a limit to the people it effects only if we are their
contemporaries. This appears to leave open the possibility of social
contexts imposing limits that we can not recognise at the time. We
recognise them only historically after they cease to operate. However,
this apparent proviso does not actually apply because the argument
concerns the conceptual, not the empirical, pre-conditions of limits.
Thus, the argument can be rewritten as a thought-experiment. If we
imagine an outsider who is aware of the limit entering into the relevant
context, this person could describe the limit to the relevant individuals
at which point it would cease to be a limit for the reasons already
given. The fact that we envisage the limit being transcended in this
thought-experiment shows that it is a contingent, not a necessary,
limit; after all, if it was a necessary limit imposed by the social
context, we would be able to envisage people transcending it only
after the social context had changed so as to prevent it operating.
It is possible that a critic might complain that the social context
changes as soon as someone who is aware of the limit arrives on the
scene. But this will not do because the critic thereby defines the
social context to include people's awareness or lack of awareness
of the purported limit. Thus, the critic makes the purported limit
a mere description of the facts. He replaces the claim "people can
not come to believe X because of the social context" with the claim
"people can not come to believe X for so long as they do not believe
X", and this latter claim is not very illuminating.
The
second feature of the argument against strong structuralism that seems
to need defending is the assumption that the individuals affected
by a limit could understand our account of it. Although the possibility
of translation between radically different sets of beliefs is a premise
of our argument, this essay is not the place to defend it at any length
since doing so would require a major detour from our main theme.
Instead it must suffice to note that we have no reason to assume that
people can not translate between sets of beliefs no matter how different
they are. When the individuals concerned first approached our account
of the limit, they might not have the requisite concepts to understand
us, but surely they would share some concepts with us, and surely
they could use these concepts as a point of entry into our worldview,
so surely they eventually could come to understand us.[viii][8] Indeed, if they did not share
some of our concepts, we would not share any of their concepts, so
we would be unable to translate their beliefs into our terms, so we
would have been unable to identify any limits on the beliefs they
could adopt in the first place.[ix][9]
So,
we can not identify any limits imposed by social contexts upon the
beliefs individuals might come to adopt. If we could do so, we could
describe these limits to these individuals who then could transgress
these limits in a way which would show they were not limits at all.
Moreover, because there is no possibility of our ever identifying
a restriction imposed by a social context on the beliefs individuals
can adopt or the actions they can decide to perform, we must conclude
that the idea of such a restriction rests on a conceptual confusion.
Social contexts only ever influence, as opposed to decide or restrict,
the nature of individuals. This means that social contexts must be
products of the undetermined agency of individuals. Traditions, structures,
and paradigms can not be self-contained systems because they depend
on the beliefs and actions of individuals, and they do not decide
the nature of these beliefs and actions.
Perhaps
our rejection of strong structuralism, our insistence on the fact
of human agency, will seem to some critics to be incompatible with
our earlier insistence on the unavoidable nature of tradition. In
fact, however, our reasons for evoking tradition allows for human
agency. The variety of agency that survives our appeal to tradition
is the ability of individuals to extend and modify the traditions
they inherit. Just because individuals start out from an inherited
tradition does not imply that they can not go on to adjust it. Indeed,
traditions change over time, and we can not explain these changes
unless we accept that individuals are capable of altering the traditions
they inherit. The easiest way to make this point is counter-factually.
Traditions arise from the beliefs and actions of numerous individuals,
so if they determined the beliefs of individuals, we would have a
closed circle that would preclude change. Imagine that the totality
of the beliefs held and the actions performed by individuals in a
society is as it is, so the traditions therein are as they are. Because
traditions are emergent entities, they could not alter unless this
totality of beliefs and actions changed. But if traditions really
determined beliefs and actions, this totality could not alter unless
the traditions did so. In order to explain change, therefore, we
must summon up individuals who can extend and modify the traditions
that provide the starting points from which they arrive at their beliefs
and practices.
The
possibility of agency even extends to the ability of individuals to
reflect on different traditions and thus decide to migrate from one
to another. Just because individuals start out against the background
of an inherited tradition does not imply that they can not end up
within another one. Indeed, people do convert from, say, Christianity
to Islam, and we can explain their doing so only by accepting that
individuals are capable of crossing any boundaries allegedly dividing
traditions. Some scholars appear to cast doubt on the possibility
of such boundary crossings by arguing that individuals who adhere
to one tradition can not grasp the meaning of the concepts constitutive
of another.[x][10] Doing so, however, requires
them to embrace a strong thesis of incommensurability that we should
reject as false.[xi][11] For a start, even when two
traditions make use of different concepts, they still can overlap
in ways which might provide people who subscribe to one with points
of entry into another. Moreover, even if two traditions did not overlap
at all, the adherents of the one still could observe the practices
of the adherents of the other and so learn the meaning of the concepts
embodied in these practices.
To
recognise the inevitable influence of tradition on individuals is
not to deny human agency. Although individuals must begin their journey
against the background of tradition, they later can modify that tradition;
although they are inescapably influenced by it, they are not determined
by it. Indeed the ability to develop traditions is an essential part
of our being in the world. We are always confronting slightly novel
circumstances that require us to apply tradition anew, and tradition
itself can not fix the nature of its application.[xii][12] When we confront a new situation,
we have to extend or modify our inheritance to encompass it, and as
we do so, we thereby develop this inheritance. Every time we attempt
to apply a tradition, we have to reflect on it, we have to try to
understand it afresh in the light of the relevant circumstances, and
by reflecting on it, we necessarily open it up to possible innovation.
In this way, human agency can produce change even when people think
they are adhering to a tradition they regard as sacrosanct. As humans
we necessarily reach our beliefs and perform our actions against a
social background that influences those beliefs and actions. As humans,
however, we also possess a capacity for agency such that we can reason
and act innovatively against the background of tradition.
It
is the human capacity for agency that, I believe, makes tradition
a more satisfactory concept than rivals such as structure, paradigm,
and episteme. All of these later concepts suggest the presence of
a social force that determines, or at least sets limits to, the performances
of individuals. The concept of tradition, in contrast, suggests that
a social inheritance comes to each individual who, through their agency,
then can modify and transform this inheritance even as they pass it
on to yet others. Although tradition thus seems to me to be preferable
as a concept to others such as structure, we should not fetishize
a particular word. If other philosophers want to talk of decentered
or open structures that allow for agency, then they will be discussing
the same thing, only using different words. What matters is that
we have a proper conception of the relationship of the individual
to society, not that we use a particular word to convey this conception.
Tradition and Ontology
The
concept of tradition captures an ontological fact or argument, that
is, humans necessarily have their being in a social context which
influences them. How should we fill-out this ontological concept
of tradition? Because people necessarily arrive at their initial
beliefs and practices by way of an inherited tradition, we can start
by defining a tradition as a set of understandings someone acquires
during a process of socialisation. The new born infant develops into
a mature adult with beliefs; and because these beliefs can not come
exclusively from its experience and its reason alone, they must embody
a tradition transmitted to it during a process of socialisation.
The new born infant learns to find its way in the world by being taught
to recognise objects, identify their characteristics, name them, and
speak about them, where the objects it thus picks out and discusses
are made available to it by a tradition. The infant learns to pick
out objects as a result of being shown them and told their names,
but what he or she can be shown and taught to name depends on the
objects of which his or her teachers have experiences, and so on the
theories with which these teachers already make sense of the world.
A tradition provides the theories that construct the objects the infant
initially finds in the world.
It
is important to recognise that this analysis of the process of socialisation
stands as a philosophical deduction from the grammar of our concepts,
not an empirical induction from our theory-laden experience. The
empirical claim could be only that as a contingent fact people are
embedded in social contexts. The philosophical claim, in contrast,
is that we can not conceive of anyone ever holding beliefs, and so
performing actions, apart from in a social context. Thus, there can
not have been a time when traditions did not operate in this way:
Leo Strauss must be wrong when he says that "classical philosophy
originally acquired the fundamental concepts of political philosophy
by starting from political phenomena as they present themselves to
'the natural consciousness.'"[xiii][13] Similarly, there could not
be supermen capable of transcending the influence of tradition: Strauss
also must be wrong when he implies that we might overcome tradition
so as to perceive political phenomena in their natural appearance.[xiv][14] Nobody conceivably could escape
the hold of tradition, neither someone from the past nor someone in
the future. Everyone at all times sets out from an inherited set
of shared understandings that they acquire during a process of socialisation.
Although
tradition is unavoidable, it is so as a starting point, not as something
that determines, nor even limits, later performances. We should be
cautious, therefore, of representing tradition as an inevitable presence
within all the individual ever does in case we thereby leave too slight
a role for agency. In particular, we should not imply that tradition
is in some way constitutive of the beliefs that people later come
to hold and the actions they then perform. Although individuals must
set out from within a tradition, they later can extend, modify, or
even reject it in a way that might make it anything but constitutive
of their later beliefs and actions. Philosophers indebted to the
hermeneutic tradition are particularly prone to talk of tradition,
a social language, or something else of the sort, as if it were integral
to everything the individual ever does. They represent tradition
as an impersonal force immanent within performances.[xv][15] Really, however, we should
conceive of tradition primarily as an initial influence on people.
The content of the tradition will appear in their later performances
only in so far as their agency has not led them to change it, where
every part of it is in principle open to change. Moreover, when the
content of the tradition does not appear in their later performances,
it influences them only by virtue of being the initial background
against which they set out. Tradition is an influence that works
through individuals on individuals. It is a necessary part of the
background to everything anyone believes or does. But it is not a
necessary presence in all that they believe and do.
Tradition
is unavoidable as a starting point, not as a final destination. This
means that we need not define a tradition in essentialist terms -
indeed we should be extremely wary of ever doing so. The essentialist
fallacy appears in A. O. Lovejoy's project of studying unit ideas
as they change their outer form and enter into various shifting relationships
with one another over time. Lovejoy did not describe his unit ideas
as traditions, but seems rather to have thought of unit ideas as appearing
within traditions composed of clusters of unit ideas. Nonetheless,
whether we choose to talk of traditions, clusters of unit ideas, or
unit ideas does not matter. What matters is that we should eschew
essentialism: we should be wary of any talk of "primary and persistent"
objects.[xvi][16] Essentialists equate traditions
with fixed essences to which they ascribe variations. They define
traditions in terms of an unchanging core - that appears in different
outer garbs from time to time and even from person to person. No
doubt there are occasions when historians legitimately can point to
the persistence through time of a core idea, or, rather, because,
as we will see, the clarity of a tradition depends on the links between
its constituent ideas, they can point to the persistence through time
of a cluster of core ideas. Equally, however, historians can choose
to concentrate on a tradition with no essential core. They might
identify a tradition with a group of ideas widely shared by a number
of individuals although no one idea was held by all of them. Or they
might identify a tradition with a group of ideas that was passed down
from generation to generation, changing a little each time, so that
no single idea persists from start to finish.
Historians
usually will encounter difficulties if they try to define a tradition
in terms of a fixed core. They will do so both because individuals
are agents who play an active role in the learning process and because
we can not identify limits to the changes individuals can introduce
to their inheritance. Individuals who take a given idea from their
teachers do not also have to take the other ideas their teachers associate
with it. Rather, they can modify or reject any particular idea in
any group of ideas whilst holding steady any of the other ideas in
that group. The bearer of a tradition might think of it as a unified
whole possessing an essential core. In fact, however, it will be
composed of a variety of parts, each of which can be reflected upon,
and so accepted, modified, or rejected, by itself. Individuals can
respond selectively to the different parts of the tradition they acquire
as an inheritance. Indeed, because people usually want to improve
their heritage by making it more coherent, more accurate, and more
relevant to contemporary issues, they often do respond selectively
to it; they accept some parts of it, modify others, and reject others.
Traditions change as they are transmitted from person to person.[xvii][17] Essentialism typically results,
therefore, either in a tradition whose range is severely restricted
because agents rapidly depart from its fixed core, or in a tradition
composed of beliefs that are defined so broadly that it lacks both
clarity and explanatory power.
Tradition
is an influence that works through others on people, rather than a
defining presence in all people believe and do. The relationship
of teacher to pupil provides a useful metaphor for the way in which
others impart a tradition to someone, although we must be careful
not to take this metaphor to refer exclusively to a formal, face to
face relationship. Individuals pick up their initial beliefs and
practices by listening to and watching other people, including their
parents, educators, the authors they read, and their peers. The learning
process requires teachers who initiate and pupils who learn Typically
each individual will fulfil both of these roles at some point in time.
The teachers once will have been pupils who acquired their initial
beliefs and practices from earlier teachers, and the pupils later
will become teachers who provide future pupils with initial beliefs
and practices. It is because beliefs and practices thus pass from
generation to generation that we can talk of teachers initiating pupils
into a tradition that persists and develops through time. Although
pupils receive their inheritance from teachers during fairly brief
moments in time, these moments always represent the culmination of
a larger historical process. The teacher who transmits the inheritance
is just the most recent link in a long chain of people who began as
pupils and ended as teachers, passing an always changing set of beliefs
and practices down to each other. A long historical sequence lies
behind the comparatively brief moment when a new pupil is initiated
into a tradition.
Because
traditions persist only through teachers initiating pupils into shared
understandings, we must avoid hypostatising them. We must not ascribe
to traditions an occult or Platonic existence independent of the beliefs
and actions of specific individuals. Traditions are not fixed entities
people discover as already given. They are contingent entities people
produce by their own activities. The exponents of a tradition bring
it into being and determine its progress by developing their beliefs
and practices in the ways they do. Consequently, historians can identify
the beliefs that make up a tradition only by reference to the shared
understandings and temporal links that allow us to associate its exponents
with one another. Pupils learn what they do from individual teachers,
not a social tradition: they listen to lectures by individuals, not
society; they discuss affairs with individuals, not society; they
read books written by individuals, not society; they watch television
programmes made by individuals, not society; and they reflect on beliefs
held by individuals, not society. Intellectual traditions exist only
as the sum of the beliefs of their individual exponents in their relations
with one another.
Let
us examine more closely the nature of the relationship that must exist
between beliefs and practices if they are to constitute a tradition.
For a start, the beliefs and practices that make up a tradition must
have passed from generation to generation: they must embody a series
of temporal relationships such that they provided the starting point
for each of their later exemplars. Traditions must be composed of
beliefs and practices that were relayed from teacher to pupil to pupils'
pupil and so on. The existence of the appropriate temporal connections,
however, need not have been a result of any deliberate design. Nobody
need have intended to pass on the relevant set of beliefs and actions,
nor even have been conscious of doing so. Typically the temporal
continuity between the beliefs and practices within a tradition appears
as a series of developments of transmitted themes. As beliefs pass
from teacher to pupil, so the pupil modifies and extends the themes,
or conceptual connections, that linked the beliefs to each other.
Thus, although we must be able to trace a historical line from the
start of a tradition to its current finish, the developments introduced
by its successive adherents might be such that the start and finish
have nothing in common apart from this temporal proximity. The beliefs
and actions of the most recent exponent of a tradition might be utterly
different from those of earlier exponents of the same tradition.
However, an abstract set of beliefs and practices that was not passed
on in the appropriate way would be a mere snapshot: it would be a
summary of one or more moments in time, rather than a tradition capable
of relating moments in time to one another by exhibiting their historical
continuity. If, for example, historians discovered that Chinese Buddhists
and American Indians had held beliefs that resembled those of modern
anarchists, they could not talk legitimately of a tradition of anarchism
incorporating all these beliefs. A tradition must consist of more
than a series of instances that happen to resemble each other, or
that resemble each other because they arose in similar situations
or for similar reasons. A tradition must consist of a series of instances
that resemble one another precisely because they exercised a formative
influence on one another in a definite temporal chain.
As
well as suitable temporal connections, traditions must embody suitable
conceptual ones. The beliefs and practices a teacher passes on to
a pupil must form a fairly coherent set. They must form an intelligible
whole so that we can see why they went along together. The fact is
that the beliefs and actions of any individual must exhibit a minimal
level of consistency, so the beliefs and practices within a tradition
could not have provided someone with an initial starting point unless
they coalesced to form a moderately coherent set.[xviii][18] Similar reasoning implies
that the inner consistency of the beliefs and practices in a tradition
must appear in their substantive content even if it also does so in
a number of their other features, including an approach to certain
objects, a mode of presentation, or an expression of allegiance.
Only beliefs and practices whose content cohered to some degree could
provide the infant with an initial entry into the world. Although
the beliefs and practices in a tradition must thus exhibit a degree
of conceptual coherence, this coherence need not be absolute. Traditions
can not be made up of purely random beliefs and actions that successive
individuals happen to have held in common. If, for example, historians
discovered that various people believed both that God came to earth
and that our souls survived death, they could not talk of a tradition
composed of these beliefs alone. If, however, they found that these
two beliefs went along with others such as that Christ, the Son of
God, came to earth and taught his followers to have faith in an afterlife,
then they could talk of a Christian tradition composed of this fairly
coherent set of beliefs.
Although
the beliefs within a tradition must be related to one another both
temporally and conceptually, their substantive content is unimportant.
Because tradition is unavoidable, all beliefs and practices must have
their roots in tradition. They must do so whether they are aesthetic
or practical, sacred or secular, legendary or factual, pre-modern
or scientific, valued because of their lineage or their reasonableness.
It does not matter whether they are transmitted orally or in a written
form. It does not matter whether pupils are meant to accept them
on another's authority or through being shown how to derive them from
first principles. All beliefs and all practices must arise against
the background of tradition. The ontological concept of tradition
differs, therefore, from the one that some scholars associate exclusively
with the customary ways of pre-modern peoples. The concept of tradition
we are analysing does not refer specifically to pre-industrial, rural
communities governed by prescriptive authority and customary laws
inspired by religious values. It applies equally cogently to modern
communities with their greater concern for legal authority and rational
laws ostensibly grounded on scientific knowledge. Perhaps there is
a useful distinction to be made between pre-modern and scientific
authorities, between beliefs adopted as part of an entrenched folklore
and those adopted as a result of methodical procedures and controlled
reasoning. Even if there is, however, it must occur within the ontological
concept of tradition.[xix][19] Because even we moderns can
not have pure experiences, we too must arrive at our beliefs and actions
by way of the traditions found in our communities. Novices in modern
science do not work out appropriate procedures, reasoning, and accepted
truths by themselves.[xx][20] Rather they are initiated
into a tradition of science by their teachers, and only after they
have been thus initiated do they proceed to advance science through
their own work. Even when they later go back to check or repudiate
received scientific wisdom, they do so against the background of a
tradition into which they already have been initiated.
Traditions and Explanation
The
ontological concept of tradition captures a very general fact about
the human condition. It belongs to the categories or presuppositions
of historical scholarship in that it tells us about the nature of
the concepts and the forms of explanation that are appropriate to
the study of the past.[xxi][21] As such, however, the ontological
concept of tradition provides little immediate help in the process
of constructing particular historical theories or explanations. What
procedures of idealization should we use to construct a tradition
to explain a particular belief or action? Historians have before
them, first, individuals who hold beliefs and perform actions, and,
second, traditions composed of beliefs and practices that are related
to each other in a suitable temporal and conceptual manner. How should
historians identify, or construct, a particular tradition to explain
why a particular individual holds certain beliefs and performs certain
acts? Many of the problems attendant on the concept of tradition
arise because historians try to answer this question by comparing
the beliefs and actions of the individual with a reified tradition.
Just as we rejected an essentialist analysis of tradition, so we must
eschew the temptation to locate individuals in a tradition by comparing
their beliefs and actions with a checklist of core ideas, a suitable
philosophical move, or any other allegedly defining feature of a tradition.
Because traditions are not fixed entities of which specific instances
partake, we can not locate people in one by comparing their beliefs
and actions with its allegedly key features. Rather, because traditions
are the contingent products of the ways in which people develop specific
beliefs and practices, we must identify the tradition against the
background of which people come to hold the beliefs they do by tracing
the appropriate temporal connections back through time.
We
should not reify traditions, as if the question to ask were "does
this individual express the ideas or engage in the practices constitutive
of this fixed tradition?" rather than "what temporal connections do
we need to trace back to explain why this individual had these beliefs
and practices as a starting point?"[xxii][22] Similarly, we should not regard
a tradition as "a concrete manner of behaviour" as if there were some
authentic set of experiences that its exponents attempt to articulate
as constitutive of it.[xxiii][23] Traditions are not fixed entities
that play a judicial role in our understanding: they do not enable
us to evaluate particular beliefs and actions against an allegedly
privileged set of beliefs or an allegedly authentic set of experiences
and actions. Rather, traditions are evolving entities that play an
instrumental role in our understanding: they help us to explain a
particular belief or action by relating it to relevant prior beliefs
or actions.
No
particular set of beliefs, experiences, or actions has a privileged,
automatic, or natural role in defining any tradition. Even if Marx
himself somehow told us he had meant such and such, this would not
mean that his expression constituted a privileged, defining set of
beliefs for a hypostatised Marxist tradition. The Marxist tradition
in which we locate someone must consist of whatever beliefs we come
across as we trace the temporal connections back from that person's
beliefs in our attempt to explain them. Marx's new statement would
be just one more that we might or might not arrive at whilst tracing
these connections. There is no single, authentic Marxist tradition,
just numerous Marxist traditions, each of which helps to explain a
different person's beliefs. Likewise, no particular set of logical
relationships has a privileged, automatic, or natural role in defining
any tradition. Historians must define traditions in terms of beliefs
that were related to one another in an appropriate manner. They can
not do so in terms of the logical relationships they believe relate
various beliefs to one another. Even if Locke held beliefs that we
can read as responses to, or elucidations of, Hobbes's beliefs, Hobbes
still would not necessarily belong in the tradition in which we locate
Locke. The tradition in which we locate Locke must consist of the
beliefs that we come across as we trace temporal connections back
from his beliefs in our attempt to explain them. The logical links
between Locke and Hobbes become relevant only if they are reinforced
by appropriate temporal one. Historians can identify a tradition
only through a study of the beliefs and actions of the individuals
within it. Only the beliefs and actions of individuals can acquaint
them with traditions; only inference from the beliefs and actions
of individuals can enable them to explore the nature of traditions;
and only checks against the beliefs and actions of individuals can
provide them with tests of their claims about traditions.
Because
traditions are not hypostatised entities, a historian can decide which
individuals belong in a tradition only by tracing the temporal connections
that bind a particular belief or act back to its predecessors. A
historian can not decide whether individuals belong in a tradition
by comparing their beliefs and actions with an abstract moment in
a logical argument or with a privileged set of beliefs, experiences,
or actions. Even if people want to identify themselves with a tradition,
they can not do so by saying that their beliefs and actions share
key features with, or address questions raised by, those they see
as their predecessors. People can identify themselves with a tradition
only by showing that they are linked to those they see as their predecessors
by a series of appropriate temporal connections. Whenever people
locate themselves in a tradition, therefore, they make a historical
argument with which others might disagree. To locate themselves in
a tradition, they have to defend a particular account of the conceptual
and temporal relationships between the beliefs and practices of those
they see as their predecessors. Moreover, this account usually will
conflict with the accounts other people give of these relationships
when locating themselves in a similar or different tradition. Hence
conflicts over how to interpret traditions are a more or less permanent
feature of social life. Such conflicts arise because people offer
incompatible views of the past in their attempts to locate themselves
in traditions. Such conflicts do not imply that there is an authentic
tradition over which to struggle. Nor do they, together with the
developments they produce, constitute the defining characteristic
of traditions.[xxiv][24]
A
rejection of all hypostatised views of tradition should lead us to
conclude that historians can locate an individual in a variety of
traditions depending on their different purposes. Because there are
no hypostatised traditions, the historian's task can not be to locate
the individual in one of a finite set of fixed traditions. Rather,
because historians identify the tradition against which someone believed
or did something by tracing the relevant temporal connections back
through time, the precise content they give to the tradition will
depend on the particular beliefs or actions they thereby hope to explain.
If they want to explain someone's beliefs and actions as a whole,
they will define the relevant tradition in one way; but if they want
to explain only part of these beliefs and some of these actions, they
might define the relevant tradition differently; and if they want
to explain another part of these beliefs, they might define the relevant
tradition differently again. Because historians identify a tradition
by tracing temporal and conceptual links back through time starting
with the particular instances they wish to explain, the content of
the tradition they identify typically varies with the instances they
wish to explain. Different features of a person's beliefs and actions
typically have somewhat different temporal and conceptual connections
to those of other people. Thus, when two historians set out to explain
different features of a person's life or work, they typically trace
back different temporal and conceptual connections in a way that quite
properly leads them to identify slightly different traditions as appropriate
explanatory contexts for the different objects of interest to them.
There is a very real sense, therefore, in which historians define
traditions according to their own purposes. Historians do not pigeon-hole
each individual in one of a fixed number of reified traditions. They
select one tradition from among the many in which they could locate
an individual because it best explains the particular beliefs and
actions they are studying.
There
is a sense in which historians construct traditions for themselves
by picking out the beliefs and habits of appropriate individuals using
criteria of relevance deriving from their own interests. But this
need not worry us. Any abstraction we make will depend on a principle
of classification the rationale for which derives from our purpose
in making it. The fact that we construct traditions does not imply
that they are unacceptably subjective. Their objective nature depends
on the adequacy of our understanding of the beliefs and practices
we classify as part of them, not on the principle by which we classify
these beliefs and practices. An account of a tradition must identify
a set of connected beliefs and habits that intentionally or unintentionally
passed from generation to generation at some time in the past. Although
historians can construct a tradition to suit the purpose of their
inquiry, the tradition they construct must have existed, so they must
show that individuals really did hold the beliefs and habits of which
it is composed. Moreover, if historians want to demonstrate that
someone was self-consciously a part of a tradition, they also must
show that this person defined the tradition more or less as they do.
Once
we recognise that historians can select traditions to suit their different
purposes, we will dismiss as besides the point several heated debates
about how exactly historians should make sense of particular individuals.
Consider, for example, the complaints made by contextualists about
the failure of epic theorists to locate authors in a proper historical
context. Consider, more particularly, John Dunn's complaint about
Strauss's failure to locate Locke in the Puritan tradition. We have
found that what counts as a proper historical context depends on what
one hopes to explain. This suggests that the interpretations of the
epic theorists and their critics often are more compatible than either
group appears to think. For example, if, like Dunn, historians want
to explain Locke's political thought, then no doubt Locke's debt to
the Puritan tradition will be of much greater import than his debt
to Hobbes; but if, like Strauss, historians want to explain features
of modern political philosophy found in Hobbes and Locke, then no
doubt they should construct a tradition rather different from the
Puritan one evoked by Dunn.[xxv][25] Even if the tradition Strauss
describes does not provide the best context for Locke's thought as
a whole, it still might be the right one to explain the features of
Locke's thought in which he is interested. Dunn's complaint that
Strauss ignores Locke's debt to the religious ideas of the Puritans
misses the point. Properly to repudiate the traditions constructed
by epic theorists such as Strauss, contextualists must show that these
traditions do not embody appropriate temporal and conceptual connections.
They should condemn Strauss not by arguing that he misinterprets certain
authors, but, as J. G. A. Pocock, Quentin Skinner, and others have
done, by arguing that the tradition he postulates lacks suitable temporal
connections.[xxvi][26] All too often epic theorists
evoke an alleged tradition of classic works that run from Plato onwards
without bothering to demonstrate the historical existence of genuine
temporal links between the works they include in this tradition.
Once
we recognise that historians can select traditions to suit their different
purposes, we also will deny that historians always must define a given
epoch in terms of a single tradition, episteme, or whatever. To reject
the hypostatisation of traditions is to imply that we can not say
of traditions what Michel Foucault does of epistemes, that is, that
"in any given culture and at any given moment, there is always only
one episteme."[xxvii][27] Earlier we found that traditions
do not define the instances within them since pupils are agents who
play an active part in the learning process. Now we have found that
historians select traditions to fit the particular instances they
wish to explain. Clearly, therefore, there is no reason why historians
should have to select traditions that cover the whole of an epoch.
Individuals disagree as well as agree, so historians always can pick
out a plurality of traditions that were present at any given time.
Moreover, because individuals disagree at various levels of generality,
historians can choose how broadly they want to define their traditions.
No doubt historians can pick out very general themes characteristic
of the whole of an epoch, and, moreover, they then might describe
the result as something such as an episteme, though not an episteme
that precludes agency. Equally, however, historians can pick out
themes that are found only in this group, or only in that group, and,
moreover, they then can describe the result as a number of overlapping,
competing traditions. We can conclude, therefore, that the thought
and practices of an epoch can not possesses a monolithic character
that precludes historians talking of there being more than one tradition
at work therein.
If
historians do identify a single tradition or episteme governing the
whole of an epoch, that tradition will be of little interest since
it will have little explanatory power. An epoch is made up of the
beliefs and actions of numerous individuals complete with all their
agreements and disagreements. Historians select a tradition from
within this medley of belief and action in order to explain a particular
set of instances. The explanatory value of traditions lies in the
way they illustrate the process by which individuals inherited beliefs
and practices from their communities. Thus, the wider historians
define a tradition, the weaker its explanatory power will be. If
historians select monolithic epistemes, they will have to define them
solely in terms of the beliefs held and the actions performed by everyone
in an epoch, so when they try to explain the beliefs and actions of
particular individuals, they will be able to explain only why they
held these universal beliefs and performed these universal actions,
not why they held numerous other, more specific beliefs and why they
performed numerous other, more specific action.
The
narrower the definition historians give of a tradition, the greater
will be its explanatory power. Historians pick out specific historical
traditions from the general tradition in which we all have our being
in order to show how the process of inheritance worked with respect
to specific instances. They select traditions out of tradition, conceived
as the general background of human life, in order to explain specific
features of that life. The value of the traditions they select derives
from the explanatory power of the conceptual and temporal links found
between the beliefs and actions of which the traditions are composed.
The clarity and precision with which historians analyse these links
fixes the intelligibility and relevance of the tradition they select.
The more exact their account of these links, the more fully we will
be able to grasp the nature and location of the tradition, so the
more explanatory work it will be able to do. Temporal links reveal
a movement from the beliefs of teachers to those of pupils. They
show how the relevant beliefs and practices passed from one generation
to another thereby explaining why the beliefs persisted through time.
Conceptual links reveal a pattern in beliefs that persisted together
through time. They show us how the relevant beliefs and practices
form a fairly coherent set thereby explaining why they persisted together
as a loose knit whole rather than as isolated units or units brought
together by mere chance.
Our
discussion of tradition and explanation has been conducted at a general
level. We have scarcely approached an answer to specific issues such
as "Is Marxism a tradition?" or "was Jeremy Bentham the teacher of
J. S. Mill?". Nor have we provided clear criteria by which to decide
such issues. The worry here is that an avoidance of specific cases
points to an evasion of questions such as "how much variation is compatible
with the presence of a tradition?" and what evidence do we need to
establish the presence of a teacher-pupil relationship?" How should
we answer these questions? The first thing to note is the location
of minimal criteria within our account of tradition. The beliefs
within a tradition must form an intelligible whole that we can recognise
as such, as, on most accounts, Marxism does. Similarly, a pupil must
share ideas with a teacher from whom he could have acquired them,
as, on most accounts, Mill does with Bentham. The second thing to
note is the insufficiency of these minimal criteria. Because we construct
traditions to explain a particular later instance, the question is
not simply whether or not the relevant links can be shown to exist,
but also whether or not they are the ones that provide the best explanation
of the later instance. We need to show that the tradition we postulate
is the most helpful one for an explanation of the beliefs or habits
we want to explain. The final thing to note is that despite the insufficiency
of our minimal criteria we can not specify stronger ones. Because
the value of any tradition we construct depends on its being the most
helpful one for an explanation of a particular instance, whether or
not we are justified in postulating it must depend on a comparison
with the available alternatives, not just an evaluation against independent
criteria. We can not decide specific issues such as "is Marxism a
tradition?" and "was Bentham the teacher of Mill?" solely by reference
to the evidence and a theory of tradition. However, to leave the
specifics open in this way is not to evade them precisely because
our theory of tradition establishes that we have to leave them open
in this way.
Tradition
constitutes the inescapable background to human life. Historians
construct particular traditions out of the general flux of tradition
by tracing the temporal and conceptual connections that flow out of
the particular object or objects that they want to explain. What
are the nature and limits of the role of traditions in explaining
particular instances? Earlier we found that although tradition is
the unavoidable background to all we say and do, but not a constitutive
presence in all we say and do. Traditions are not hypostatised entities
which appear in various guises at different times. They are, rather,
contingent and evolving entities that operate through teachers as
influences on pupils, where the pupils then can extend and modify
them in unlimited ways. The role of traditions, therefore, must be
to explain why people set out with the beliefs and practices they
did, not to explain why they went on to change these initial beliefs
and practices in the ways they did. For a start, because pupils sometimes
remain faithful to their inheritance, they sometimes hold to beliefs
and practices that correspond to a tradition imparted to them by others.
Whenever pupils learn something from a teacher, one way of explaining
the beliefs and actions of the pupils is to say that they learnt them
from a teacher. Thus, historians sometimes can explain why people
believe or do something simply by saying that they learnt it from
teachers who imparted a tradition to them. More importantly, because
no belief or action can be self-supporting, individuals always must
locate their particular beliefs and actions in a larger set. Pupils
must acquire a set of beliefs and actions in an initial process of
socialisation before they can modify this set. Whenever pupils depart
from their inheritance, they necessarily do so against a background
composed of the tradition their teachers imparted to them. Thus,
historians who want to explain the development of people's beliefs
and practices must set out from the tradition from which their subjects
began.
When
historians identify a tradition as a starting point for an individual,
they describe that person's beliefs and actions in relation to various
other beliefs and actions that they have selected from among the complex
totality of the past. They associate the imagery, syntax, phraseology,
and conceptual content of that person's beliefs and actions with those
of an identifiable set of prior beliefs and actions. When they do
so, they show that person to have subscribed to a tradition composed
of this set of prior beliefs and actions, where, of course, to subscribe
to a tradition is not to follow it slavishly but rather to set out
from it. Moreover, when historians show a tradition was the point
of departure for an individual, they identify it as a suitable point
of departure for their explanation of why that person's later development.
To say that traditions provide historians with points of departure
from which to explain something is, however, to recognise that traditions
are not sufficient for such explanations. Because traditions evolve
as a result of human agency, they can not explain the ways in which
people develop the relevant beliefs and practices. Historians can
not invoke traditions to explain why people modified their inheritance
in the way they did; they can not do so because the modification of
an inheritance is an act of agency performed against the background
of a tradition but not decided by it. Fully to explain why people
believed and did what they did, therefore, historians must supplement
explanations that refer to traditions with explanations that refer
to agency.
Tradition and Ethics
Tradition
is the ineluctable, albeit diffuse, background to human beliefs and
actions. As such, tradition offers the historian a vehicle of explanation:
the historian can explain a belief, action, set of beliefs, or practice
at least in part by locating it within the tradition informing it.
Despite the usefulness of the concept of tradition, however, many
historians remain suspicious of it. Perhaps the most important source
of their suspicions is the political uses to which conservatives put
the concept. To conclude, therefore, I want briefly to explore the
ethical or political implications of the concept of tradition. The
key point to make here is that the ineluctable nature of tradition
precludes it being of itself a good or bad thing. Given that we can
not escape the influence of tradition, the idea that we should strive
to preserve it surely must seem an odd one. The ineluctable nature
of tradition suggests, rather, that the proper ethical question to
ask is: what sort of tradition should we promote? Conservatives typically
advocate comparatively closed and hierarchic traditions. They defend
traditions that are hostile to extensive innovation and that evoke
an authoritative elite as a bulwark against such innovation. Indeed,
the zeal with which conservatives promote such traditions often leads
them to invent authorities, symbols, and pageants so as to buttress
what is in fact a relatively new tradition. Radicals, however, legitimately
might advocate comparatively open and egalitarian traditions quite
different from those favoured by conservatives. Knowing that humans
are capable of agency, for example, radicals might promote traditions
that explicitly recognise this capacity and even encourage their adherents
to innovate.[xxviii][28] Conservatives, of course,
often suggest that excessive innovation is unacceptably disruptive
of social order. Clearly, however, whether or not this suggestion
is right remains a matter of sociological judgement; after all, radicals
reasonably might suggest that too restrictive an environment is at
least as disruptive of social order as is excessive innovation.
To
acknowledge the ontological fact, and explanatory role, of tradition
is by no means to commit oneself to a conservative ethics or politics.
Historians should recognise that individuals come to hold beliefs
and to make actions only against the background of tradition, where
traditions influence but do not determine or limit these beliefs and
actions. Historians should construct appropriate traditions to explain
the ideas, events, and practices of the past.